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DPO Meets PPO: Reinforced Token Optimization for RLHF

29 April 2024
Han Zhong
Guhao Feng
Guhao Feng
Li Zhao
Di He
Jiang Bian
Liwei Wang
Jiang Bian
Liwei Wang
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Abstract

In the classical Reinforcement Learning from Human Feedback (RLHF) framework, Proximal Policy Optimization (PPO) is employed to learn from sparse, sentence-level rewards -- a challenging scenario in traditional deep reinforcement learning. Despite the great successes of PPO in the alignment of large language models, its open-source implementation is still largely sub-optimal. To address these issues, we introduce a framework that models RLHF problems as a Markov decision process (MDP), enabling the capture of fine-grained token-wise information. Under this framework, we introduce an algorithm Reinforced Token Optimization (\texttt{RTO}), which learns the token-wise reward function from preference data and performs policy optimization based on this learned token-wise reward signal. Theoretically, \texttt{RTO} is proven to have the capability of finding the near-optimal policy sample-efficiently. For its practical implementation, \texttt{RTO} innovatively integrates Direct Preference Optimization (DPO) and PPO. DPO, originally derived from sparse sentence rewards, surprisingly provides us with a token-wise characterization of response quality, which is seamlessly incorporated into our subsequent PPO training stage. Extensive experiments demonstrate that \texttt{RTO} performs better than PPO and other direct preference learning algorithms. In particular, RTO outperforms PPO by 7.5 points on the AlpacaEval 2 benchmark and by 4.1 points on Arena-Hard. Our code and models are available at \href{this https URL}{this https URL}.

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@article{zhong2025_2404.18922,
  title={ DPO Meets PPO: Reinforced Token Optimization for RLHF },
  author={ Han Zhong and Zikang Shan and Guhao Feng and Wei Xiong and Xinle Cheng and Li Zhao and Di He and Jiang Bian and Liwei Wang },
  journal={arXiv preprint arXiv:2404.18922},
  year={ 2025 }
}
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