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AI Models Close to your Chest: Robust Federated Learning Strategies for Multi-site CT

23 March 2023
Edward H. Lee
B. Kelly
E. Altinmakas
H. Doğan
M. Mohammadzadeh
E. Colak
S.-K. Fu
Olivia Choudhury
Ujjwal Ratan
Felipe Kitamura
H. Chaves
Jimmy Zheng
Mourad Said
E. Reis
Jaekwang Lim
P. Yokoo
Courtney J Mitchell
G. Houshmand
Marzyeh Ghassemi
R. Killeen
W. Qiu
Joel Hayden
F. Rafiee
C. Klochko
N. Bevins
Faezeh Sazgara
S. Wong
Michael E. Moseley
S. Halabi
Kristen W. Yeom
    FedML
    OOD
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Abstract

While it is well known that population differences from genetics, sex, race, and environmental factors contribute to disease, AI studies in medicine have largely focused on locoregional patient cohorts with less diverse data sources. Such limitation stems from barriers to large-scale data share and ethical concerns over data privacy. Federated learning (FL) is one potential pathway for AI development that enables learning across hospitals without data share. In this study, we show the results of various FL strategies on one of the largest and most diverse COVID-19 chest CT datasets: 21 participating hospitals across five continents that comprise >10,000 patients with >1 million images. We also propose an FL strategy that leverages synthetically generated data to overcome class and size imbalances. We also describe the sources of data heterogeneity in the context of FL, and show how even among the correctly labeled populations, disparities can arise due to these biases.

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