In the criminal legal context, risk assessment algorithms are touted as data-driven, well-tested tools. Studies known as validation tests are typically cited by practitioners to show that a particular risk assessment algorithm has predictive accuracy, establishes legitimate differences between risk groups, and maintains some measure of group fairness in treatment. To establish these important goals, most tests use a one-shot, single-point measurement. Using a Polya Urn model, we explore the implication of feedback effects in sequential scoring-decision processes. We show through simulation that risk can propagate over sequential decisions in ways that are not captured by one-shot tests. For example, even a very small or undetectable level of bias in risk allocation can amplify over sequential risk-based decisions, leading to observable group differences after a number of decision iterations. Risk assessment tools operate in a highly complex and path-dependent process, fraught with historical inequity. We conclude from this study that these tools do not properly account for compounding effects, and require new approaches to development and auditing.
View on arXiv